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Securities and Exchange Commission News
EMagin Files Plans with NYSE Amex
Dec 1, 2011 — Organic LED microdisplay manufacturer eMagin of Bellevue, Wash., has filed a plan with the NYSE Amex LLC (the “Exchange”) to regain compliance with the Exchange’s continued listing standards, specifically Sections 134 and 1101. On...
Former SEC Chairman Joins Newport Board
IRVINE, Calif., Nov. 18, 2011 — Former chairman of the Securities and Exchange Commission Christopher Cox has joined Newport Corp.’s board of directors, the company announced. Cox is a partner in the corporate practice group of international law firm Bingham McCutchen...
eMagin Files Plans to Regain NYSE Amex Compliance
BELLEVUE, Wash., Sept. 15, 2011 — Organic LED microdisplay manufacturer eMagin has announced that on Sept. 2, it filed a plan with the NYSE Amex LLC (the “Exchange”) to regain compliance with the Exchange’s continued listing standards, specifically Sections 134 and...
GSI Group Settles with SEC
BEDFORD, Mass., May 18, 2011 — GSI Group Inc. has announced the resolution of the previously disclosed investigation by the US Securities and Exchange Commission (SEC) into the historical accounting practices of the company's Semiconductor Systems segment. GSI has agreed to...
New Life for QPC Lasers
SYLMAR, Calif., June 8, 2009 – The investment group Laser Operations LLC announced it bought the assets of struggling semiconductor laser maker QPC Lasers Inc. for $750,000 after acquiring its $6 million debt from Finisar.
Coherent Terminates SEC Informal Inquiry
Jul 11, 2008 — Coherent today announced that the Securities and Exchange Commission has formally notified the Company that its investigation of Coherent's historical stock option granting practices has been terminated and that it will not recommend any enforcement...
Broadcom Penalty is $12M
WASHINGTON, D.C., April 24, 2008 — Semiconductor maker Broadcom Corp. has agreed to pay a $12 million penalty to settle charges by the Securities and Exchange Commission (SEC) that it falsified its reported income by backdating stock option grants over a five-year period. As a...
Kodak Selling Plant for $40M
ROCHESTER, N.Y., May 3, 2007 -- Eastman Kodak Co. will sell its plant and public-utility equipment in Xiamen, China, for approximately $40 million, the company said Wednesday in a regulatory filing. Kodak said it will sell the buildings, equipment and land-use rights...
IPG sets IPO Share Prices
WASHINGTON, Nov. 15, 2006 -- Fiber laser and amplifier maker IPG Photonics Corp. on Tuesday set its planned initial public offering at 9 million shares for between $13.50 and $15.50 apiece, according to an amendment to an offering document filed with the US Securities and...
IPG Photonics Files for IPO
OXFORD, Mass., Aug. 14, 2006 -- IPG Photonics Corp. announced Friday it has registered with the Securities and Exchange Commission (SEC) for an initial public offering of up to $130 million in common stock. The number of shares to be offered and the price range for the offering...
Photonic Products Group: Former CFO Stole $833,000
NORTHVALE, N.J., July 14, 2006 -- The former chief financial officer of Photonic Products Group Inc. (PPGI) stole more than $833,000 over a six-year period, the company stated in a recent report to the US Securities and Exchange Commission. In Form 8-K, filed by PPGI President...
Vitesse Fires Top Execs; Faces Probes, Lawsuit
CAMARILLO, Calif., May 19, 2006 -- It's been a very tough week for Vitesse Semiconductor Corp., during which it fired three top executives, announced it is in default of a bank loan and discovered it is the focus of federal investigations and a class action lawsuit concerning its...
Excel OKs Coherent Acquisition
EAST SETAUKET, N.Y, April 6, 2006 -- Excel Technology Inc. stockholders on Tuesday voted to approve the acquisition of the company by Coherent Inc. of Santa Clara, Calif. Excel, a maker of laser systems and electro-optical components for industrial/commercial and scientific...
Bell South Cuts Work Force
Dec 16, 2005 — ATLANTA, Dec. 16 -- BellSouth announced Thursday it will cut 1500 management jobs, or 2.4 percent of its total work force, because of competition from cable providers. Most of the reductions are expected to be in the form of voluntary severance...
StockerYale Settles With SEC
May 24, 2005 — Salem, N.H., May 24 -- The Securities and Exchange Commission (SEC) today filed, and settled, a complaint against StockerYale Inc. that charged the company and its CEO, Mark W. Blodgett, with fraudulently publishing false and misleading press...
Lucent May Get $816M IRS Refund
Sep 2, 2004 — TRENTON, N.J., Sept. 2 -- Lucent Technologies filed a document with the Securities and Exchange Commission today stating the Internal Revenue Service has tentatively approved a claim for an $816 million federal income tax refund. The claim covers...
(16 results found)
April 2024
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